Best Investors Account Sign in
Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2019-10-01
WI RA APPROVED 2015-02-26
  • OR RA
    APPROVED
    Since 2019-10-01
  • WI RA
    APPROVED
    Since 2015-02-26

Branch Locations

5400 Meadows Rd Ste 300, Lake Oswego, OR 97035 • United States

777 E. Wisconsin Avenue, Milwaukee, WI 53202 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Incorporated Milwaukee WI 05/2013 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-02-25
S63 Uniform Securities Agent State Law Examination 2012-06-06
  • S65 Uniform Investment Adviser Law Examination
    2015-02-25
  • S63 Uniform Securities Agent State Law Examination
    2012-06-06

View on SEC IAPD

More in Lake Oswego, OR

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor