Anna N. Hartwell

Current Employers

Employment History

• 01/2015 → 01/2018
  Pruco Securities Llc
  Dewitt, NY
• 01/2018 → 09/2023
  Sagepoint Financial, Inc.
  Syracuse, NY
• 09/2023 → Present
  Osaic Wealth, Inc.
  Syracuse, NY

Previous Registrations

• 2018-05-07 → 2023-09-01
  Osaic Services, Inc.
  Syracuse, NY
  Springfield, OH

Other Businesses

1) HARTWELL FINANCIAL POSITION: Representative NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/08/2018 ADDRESS: 106 Court Sq, Ste 8, Yanceyville NC 27379, United States DESCRIPTION: Life Insurance Sales including Variable Life 2) EXCELSIOR WEALTH PARTNERS POSITION: Financial Advisor NATURE: Selling insurance products as part of a client's financial strategy. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/08/2018 ADDRESS: 225 Wilkinson Street, Ste 107, Syracuse NY 13204, United States DESCRIPTION: Review client's current insurance portfolio. Make recommendations as needed. 3) HARTWELL FINANCIAL STRATEGIES POSITION: Representative NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 04/15/2021 ADDRESS: 225 Wilkinson Street, Suite 107, Syracuse NY 13204, United States DESCRIPTION: Review client's current insurance portfolio and make appropriate recommendations. 4) NC STATE UNIVERSITY POSITION: House Director NATURE: W2 employee INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 5 START DATE: 08/02/2021 ADDRESS: 2308 Greek Village Drive, Raleigh NC 27606, United States DESCRIPTION: Property management Supervision of students

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-05-05
• S63 Uniform Securities Agent State Law Examination
  2012-12-01

Other Names

• Anna N Wakeman
• Anna Naomi Hartwell