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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-06-26 |
| NJ | RA | APPROVED | 2024-02-09 |
| MS | RA | APPROVED | 2024-01-12 |
| NV | RA | APPROVED | 2023-08-17 |
| VA | RA | APPROVED | 2023-08-04 |
| AZ | RA | APPROVED | 2023-07-24 |
| PA | RA | APPROVED | 2022-11-15 |
| CA | RA | APPROVED | 2022-10-10 |
| NC | RA | APPROVED | 2022-08-03 |
| OH | RA | APPROVED | 2022-06-29 |
| IL | RA | APPROVED | 2021-07-23 |
| UT | RA | APPROVED | 2021-06-03 |
| AL | RA | APPROVED | 2021-02-24 |
| TX | RA | APPROVED | 2020-09-22 |
| FL | RA | APPROVED | 2020-06-26 |
| MI | RA | APPROVED | 2020-06-15 |
| CO | RA | APPROVED | 2020-06-01 |
| MO | RA | APPROVED | 2019-06-20 |
| GA | RA | APPROVED | 2019-05-16 |
Branch Locations
900 Ashwood Parkway Suite 400, Atlanta, GA 30338 • United States
Alpharetta, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Ins | Atlanta | GA | 06/2014 | Present |
| Park Avenue Securities | Atlanta | GA | 03/2015 | Present |
| Guardian Life Insurance Company | Alpharetta | GA | 06/2024 | Present |
| Park Avenue Securities | Alpharetta | GA | 06/2024 | Present |
1) Insurance Other Than Guardian-Sale of Insurance products other than Guardian when Guardian product does not meet the client's need, Start: 06/01/2014, Address: 900 Ashwood Parkway, Ste 400 Atlanta, GA 30338, 2 bus hrs per month, Investment related, 2) Executor of parent's estate, Start: 03/23/2022, Address: 2510 Runic Way, Alpharetta, GA 30022, 0 total hours per month, Not Investment related, No annual compensation, 3) Rental real estate income - Owner , Start date: 11/01/2022, Address: 821 Ralph McGill Blvd NE, #2311 Atlanta, GA 30338 , 0 total hours per month 0 during securities trading hours, Investment related, Less than 10% annual compensation, 4) Rental property (Illinois Ave)- Owner, Start date: 12/11/2023, Address: 382 Illinois Ave NW Atlanta, GA 30314, 1 total hour per month; 0 during securities trading hours, Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-05-03 |
| S63 | Uniform Securities Agent State Law Examination | 2016-07-01 |
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