John Wayne Wittenburg

Wells Fargo Clearing Services, LLC

Charlottesville, VA

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Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2018-09-04

VA RA
APPROVED

Since 2018-09-04

Branch Locations

4901 W Broad St, Richmond, VA 23230 • United States

1625 Seminole Trail, Charlottesville, VA 22901 • United States

10 S Jefferson St Ste 2100 [V3/V8-Rbo], Roanoke, VA 24011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services,Llc	Fredericksburg	VA	05/2018	Present
Wells Fargo Bank Na	Fredericksburg	VA	07/2017	Present
Wells Fargo Bank N.A.	Brunswick	GA	08/2016	07/2017

05/2018 → Present

Wells Fargo Clearing Services,Llc

Fredericksburg, VA
07/2017 → Present

Wells Fargo Bank Na

Fredericksburg, VA
08/2016 → 07/2017

Wells Fargo Bank N.A.

Brunswick, GA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-09-04
S63	Uniform Securities Agent State Law Examination	2018-08-10

S65 Uniform Investment Adviser Law Examination

2018-09-04
S63 Uniform Securities Agent State Law Examination

2018-08-10

View on SEC IAPD

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