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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-06-12 |
| PA | RA | APPROVED | 2025-05-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Lancaster | PA | 03/2017 | Present |
| Met Life/Msi | Lancaster | PA | 03/2012 | 03/2017 |
| Massmutual Life Insurance Co | Lancaster | PA | 09/2018 | Present |
1)NAME: CATHOLIC WORKER HOUSE OF LANCASTER, INV REL:N ADDR: 41 W VINE ST, LANCASTER PA 17603, NATURE: NON-PROFIT, POSITION:DIRECTOR, START:0701/2009, NO HR/MO:20 NO HR/MO DUR TRADING:0, DUTIES: COORDINATING VOLUNTEERS AND HOLDING VARIOUS EVENTS WHICH BENEFIT THE HOMELESS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-04-28 |
| S63 | Uniform Securities Agent State Law Examination | 2018-12-31 |
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