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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-03
NJ RA APPROVED 2005-12-06
  • NY RA
    APPROVED
    Since 2021-08-03
  • NJ RA
    APPROVED
    Since 2005-12-06

Branch Locations

New York, NY • United States

461 From Rd Ste 385 3Rd Floor, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc (F/K/A Linsco/Private Ledger) Paramus NJ 12/2005 Present
  • 12/2005 → Present
    Lpl Financial Llc (F/K/A Linsco/Private Ledger)
    Paramus, NJ
Other Businesses

(1) 05/09/2006 - NON-VARIABLE INSURANCE - METLIFE INSURANCE CO.; I AM FINANCIAL REPRESENTATIVE FOR THE OWNER OF A FIXED ANNUITY CONTRACT FOR $75,000. - NO TIME SPENT - PARAMUS, NJ (2) 06/20/2006 - NON-VARIABLE INSURANCE - VARIOUS INSURANCE COMPANIES - PROVIDE INSURANCE PRODUCTS OTHER THAN VARIABLE ANNUITIES FOR FINANCIAL PLANNING PURPOSES. - 10% OF TIME SPENT - PARAMUS, NJ

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-08-22
  • S66 Uniform Combined State Law Examination
    2000-08-22

View on SEC IAPD

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