Chong Taek Shim

Current Employers

Employment History

• 03/2016 → 08/2018
  New York Life Insurance Company
  Oxnard, CA
• 05/2016 → 08/2018
  Nylife Securities Llc
  Oxnard, CA
• 08/2018 → 07/2021
  Prudential Insurance Company Of America
  Los Angles, CA
• 08/2018 → 07/2021
  Pruco Securites, Llc
  Los Angeles, CA
• 07/2021 → Present
  Emp Financial Network, Inc.
  Los Angeles, CA
• 09/2021 → 06/2024
  Ameritas Life Insurance Corp
  Lincoln, NE
• 09/2021 → 06/2024
  Ameritas Investment Company, Llc
  Lincoln, NE
• 11/2021 → 06/2024
  Ameritas Advisory Services, Llc
  Lincoln, NE
• 06/2015 → Present
  Senior Health Care
  Los Angeles, CA
• 06/2024 → Present
  The Leaders Group Inc
  Littleton, CO

Previous Registrations

• 2021-11-01 → 2024-06-10
  Ameritas Advisory Services, Llc
  Los Angeles, CA
• 2021-09-02 → 2021-11-01
  Ameritas Investment Company, Llc
  Lincoln, NE
  Austin, TX
  Los Angeles, CA
  Glendale, AZ
• 2020-11-24 → 2021-08-16
  Pruco Securities, Llc.
  Los Angeles, CA
  Los Angeles, CA
• 2012-12-05 → 2016-03-28
  Equitable Advisors, Llc
  Arcadia, CA
  Los Angeles, CA
  Los Angeles, CA

Other Businesses

1.) SENIOR HEALTH CARE - 6/1/2015 - 3333 Wilshire Blvd, Suite 800, Los Angeles, CA 90010 - Consulting, Recommendations, Not Invt Rel, Senior health insurance for medicare, 5 hrs/mo; 0 hrs/mo (during trading hours). 2.) EMP FINANCIAL - 7/1/2022 - 3333 Wilshire Blvd, Suite 800, Los Angeles, CA 90010 - Executive VP, Sales, Invt Rel, Insurance business, 160 hrs/mo; 160 hrs/mo (during trading hours). 3.) TLG ADVISORS INC - 6/7/2024 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, RA business, 0 hrs/mo; 0 hrs/mo (during trading hours).

Exams

• S66 Uniform Combined State Law Examination
  2012-12-04
• S63 Uniform Securities Agent State Law Examination
  2012-06-28

Other Names

• Chong Shim
• James Chong Taek Shim
• Chong Taek Shim