Kelly Todd Kortman

Current Employers

Icicle Creek Investments

Leavenworth, WA • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2018-07-13

WA RA
APPROVED

Since 2018-07-13

Branch Locations

Leavenworth, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
U.S. Bancorp Investments, Inc.	Kirkland	WA	05/2014	11/2017
Cetera Investment Advisers Llc	Bellevue	WA	11/2017	01/2018
Icicle Investments Llc	Leavenworth	WA	05/2018	Present
Independent Insurance Agent	Leavenworth	WA	07/2000	03/2019
Icicle Properties Llc	Leavenworth	WA	09/2007	Present

05/2014 → 11/2017

U.S. Bancorp Investments, Inc.

Kirkland, WA
11/2017 → 01/2018

Cetera Investment Advisers Llc

Bellevue, WA
05/2018 → Present

Icicle Investments Llc

Leavenworth, WA
07/2000 → 03/2019

Independent Insurance Agent

Leavenworth, WA
09/2007 → Present

Icicle Properties Llc

Leavenworth, WA

Previous Registrations

2017-11-07 → 2018-01-03

Cetera Investment Advisers Llc

Bellevue, WA
2014-05-21 → 2017-11-10

U.S. Bancorp Investments, Inc.

Poulsbo, WA

Kirkland, WA

Kirkland, WA

Bellevue, WA
2012-10-01 → 2014-04-16

J.P. Morgan Securities Llc

Poulsbo, WA
2009-05-02 → 2012-10-01

Chase Investment Services Corp.

Bainbridge Island, WA

Poulsbo, WA
2006-07-10 → 2009-05-02

Wamu Investments, Inc.

Bainbridge Island, WA

Bainbridge Island, WA

Poulsbo, WA

Other Businesses

Mr. Kortman is also the owner of Icicle Properties LLC, a property rental company. Approximately 5% of his time is spent on this activity. However, this does not represent a conflict of interest as he will not be soliciting this service to Clients of Icicle Investments LLC.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-07-20

S66 Uniform Combined State Law Examination

2000-07-20

View on SEC IAPD