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John P Wesley

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Edison, NJ

Pennington, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2014-04-14
TX RA APPROVED_RES 2014-03-21
  • NJ RA
    APPROVED
    Since 2014-04-14
  • TX RA
    APPROVED_RES
    Since 2014-03-21

Branch Locations

Edison, NJ • United States

1100-1800 American Blvd Ci Relationship Management, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 01/2013 Present
Bank Of America, N.A. Pennington NJ 03/2014 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-04-10
S63 Uniform Securities Agent State Law Examination 2012-06-14
  • S65 Uniform Investment Adviser Law Examination
    2014-04-10
  • S63 Uniform Securities Agent State Law Examination
    2012-06-14
Other Names
  • John Wesley
  • John Paul Wesley

View on SEC IAPD

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