Brian Joseph Adams

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
NE	RA	APPROVED	2021-01-25
TX	RA	APPROVED	2021-01-14

NE RA
APPROVED

Since 2021-01-25
TX RA
APPROVED

Since 2021-01-14

Branch Locations

8800 Firethorn Lane Suite 200, Lincoln, NE 68520 • United States

Lincoln, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services, Inc.	Lincoln	NE	05/2012	01/2021
Rbc Capital Markets, Llc	Lincoln	NE	01/2021	Present
City National Bank	Lincoln	NE	05/2021	Present

05/2012 → 01/2021

Ubs Financial Services, Inc.

Lincoln, NE
01/2021 → Present

Rbc Capital Markets, Llc

Lincoln, NE
05/2021 → Present

City National Bank

Lincoln, NE

Previous Registrations

2012-07-19 → 2021-01-25

Ubs Financial Services Inc.

Lincoln, NE

Other Businesses

Nebraska Fellowship of Christian Athletes / 5801 South 58th Street, Suite C Lincoln,Nebraska 68516 / Charity/ Other / I would be a member of the Board of Directors tasked with helping the FCA leaders with a variety of responsibilities, namely, the organization and execution of various ministry programs and activities. / Member of Board of directors / / I will attend quarterly meetings and help lead the Field Ministry committee in organizing and executing various FCA programs and events. / Start Date 12/1/2017 /End Date 12/1/2019/ 43070 43800 / Approximately 1 hour per week on average

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-07-17

S66 Uniform Combined State Law Examination

2012-07-17

View on SEC IAPD