Michael John Thorn

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-11-28
MN	RA	APPROVED	2013-11-15

TX RA
APPROVED_RES

Since 2016-11-28
MN RA
APPROVED

Since 2013-11-15

Branch Locations

641 Lake St. E. Suite 230, Wayzata, MN 55391 • United States

Saint Michael, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Minnetonka	MN	05/2012	Present
City National Bank	Minnetonka	MN	07/2017	Present

05/2012 → Present

Rbc Capital Markets, Llc

Minnetonka, MN
07/2017 → Present

City National Bank

Minnetonka, MN

Other Businesses

(1) Entity Name: STMA Community Education; Entity Address: 5800 Jamison Ave NE, Albertville, MN 55376; Business Description: Wrestling Coach; Projected Start Date: 11/17/14; Duties you will perform for the entity: Coaching youth wrestling in my home town for community education; How much of your time will be devoted to this activity per week during securities trading hours? 0; (2) Entity Name: Wrestling Coach; Address: N/A; Business Description: Wrestling Coach; Projected Start Date: 11/01/20; Describe the duties you will perform for the entity: Wrestling Coach; How much of your time will be devoted to this activity per week during securities trading hours? 0; (3) Name: Wrestling Coach Address: N/A Business Description: Wrestling Coach Start Date: 11/01/20 Capacity: Independent Contractor/Consultant Duties Performed: Wrestling Coach Devoted Time: 1, 0

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-07-18

S66 Uniform Combined State Law Examination

2012-07-18

Other Names

Michael Thorn

View on SEC IAPD