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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-10-21 |
| TX | RA | APPROVED | 2022-10-21 |
| WA | RA | APPROVED | 2022-10-21 |
Branch Locations
555 California St 34Th, 36Th & 46Th Floors, San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | San Francisco | CA | 05/2012 | 11/2016 |
| Wells Fargo Bank N.A. | San Francisco | CA | 03/2011 | 10/2022 |
| Wells Fargo Clearing Services, Llc | San Francisco | CA | 11/2016 | 10/2022 |
| Ubs Financial Services Inc. | San Francisco | CA | 10/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-21 |
| S63 | Uniform Securities Agent State Law Examination | 2012-06-13 |
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