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6641 West Broad Street Suite 600, Richmond, VA 23230 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2013-12-09 |
Branch Locations
6641 West Broad Street Suite 600, Richmond, VA 23230 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thompson, Siegel & Walmsley Llc | Richmond | VA | 08/2007 | Present |
| Funds Distributor, Llc | Richmond | VA | 04/2014 | Present |
THOMPSON, SIEGEL, WALMSLEY LLC, RICHMOND, VA, INVESTMENT RELATED/SEC REGISTERED INVESTMENT ADVISOR, Client Portfolio Manager; responsible for sales and client services, START DATE 01/2014, 160 HOURS PER MONTH WITH 130 HOURS DURING SECURITIES TRADING HOURS. IN ADDITION TO BEING AN INVESTMENT ADVISOR REPRESENTATIVE OF Thompson, Siegel & Walmsley LLC, THIS ASSOCIATE IS A REGISTERED REPRESENTATIVE OF Funds Distributor, LLC, AN UNAFFILIATED BROKER DEALER. THE ASSOCIATE IS A REGISTERED REPRESENTATIVE FOR PURPOSES OF Funds Distributor, LLC.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-06-20 |
| S65 | Uniform Investment Adviser Law Examination | 2013-12-09 |
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