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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2021-06-30 |
Branch Locations
9900 Sw Greenburg Rd. Ste. 210, Tigard, OR 97223 • United States
Beaverton, OR • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Tigard | OR | 07/2012 | 05/2021 |
| Tyson Deering Wilson Financial Services, Llc | Tigard | OR | 12/2014 | 05/2021 |
| Union Financial | Menimonee Falls | WI | 01/2019 | 11/2020 |
| Principal Securities Inc | Tigard | OR | 03/2016 | 06/2021 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2021 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2021 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-80 HR/MO-80/TRADING. 06/30/21-IAR THAT MANAGES CLIENT ASSETS OR PREPARES FINANCIAL PLANS FOR A FEE. OBA FORM SUBMITTED ON FINANCIAL PROFESSIONAL 'S BEHALF, BY CIR HOME OFFICE. TIME SPENT AND INCOME ARE ESTIMATED. 2) TYSON DEERING WILSON, 9900 SW GREENBURG RD, STE 210, TIGARD OR, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 07/01/21, INV REL, 2 HR/MO- 1/MOTRADING HR. OFFERS INSURANCE/RISK PRODUCTS TO CLIENTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 2014-08-04 |
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