Best Investors Account Sign in

Joaquin Cervantes

J.P. Morgan Securities LLC

College Station, TX

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2023-04-07
TX RA APPROVED 2020-01-06
  • MS RA
    APPROVED
    Since 2023-04-07
  • TX RA
    APPROVED
    Since 2020-01-06

Branch Locations

919 William D Fitch Pkwy, College Station, TX 77845 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na College Station TX 08/2009 10/2019
Wells Fargo Clearing Services, Llc College Station TX 04/2012 11/2019
Jpmorgan Chase Bank, N.A. College Station TX 11/2019 Present
Jp Morgan Securities Llc College Station TX 11/2019 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-08-06
S63 Uniform Securities Agent State Law Examination 2012-06-13
  • S65 Uniform Investment Adviser Law Examination
    2012-08-06
  • S63 Uniform Securities Agent State Law Examination
    2012-06-13
Other Names
  • Joaquin Cervantes
  • Joaquin Cervantes

View on SEC IAPD

More in College Station, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor