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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2023-08-30 |
| OK | RA | APPROVED | 2023-06-12 |
| TX | RA | APPROVED_RES | 2023-04-14 |
| GA | RA | APPROVED | 2023-03-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Country Financial | Smyrna | GA | 09/2013 | 06/2021 |
| Pruco Securities, Llc. | Atlanta | GA | 07/2021 | 11/2022 |
| Thrivent Investment Management Inc. | Atlanta | GA | 12/2022 | Present |
| Thrivent Financial | Appleton | WI | 12/2022 | Present |
AVERETT UNIVERSITY POSITION: Alumni Board Member NATURE: Averett University is a private Baptist university in Danville, Virginia. Founded in 1859 as a women's college, Averett became a 4-year, coeducational institution in 1969. In 2011, the university restored its Baptist affiliation, renewing a relationship that had existed from Averett's founding until 2005 INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/16/2023 ADDRESS: 420 W Main St, Danville VA 24541, United States DESCRIPTION: The purpose of this organization shall be to strengthen, nourish, and perpetuate the relations among Averett University alumni and between the University and its graduates. Further, the association will cultivate interaction with current students, promote support of the University and strive to advance the mission of the institution
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-10-18 |
| S63 | Uniform Securities Agent State Law Examination | 2012-08-18 |
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