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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2023-08-30
OK RA APPROVED 2023-06-12
TX RA APPROVED_RES 2023-04-14
GA RA APPROVED 2023-03-15
  • DC RA
    APPROVED
    Since 2023-08-30
  • OK RA
    APPROVED
    Since 2023-06-12
  • TX RA
    APPROVED_RES
    Since 2023-04-14
  • GA RA
    APPROVED
    Since 2023-03-15

Branch Locations

200 Galleria Pkwy Se, Atlanta, GA 30339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Country Financial Smyrna GA 09/2013 06/2021
Pruco Securities, Llc. Atlanta GA 07/2021 11/2022
Thrivent Investment Management Inc. Atlanta GA 12/2022 Present
Thrivent Financial Appleton WI 12/2022 Present
Previous Registrations
Other Businesses

AVERETT UNIVERSITY POSITION: Alumni Board Member NATURE: Averett University is a private Baptist university in Danville, Virginia. Founded in 1859 as a women's college, Averett became a 4-year, coeducational institution in 1969. In 2011, the university restored its Baptist affiliation, renewing a relationship that had existed from Averett's founding until 2005 INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/16/2023 ADDRESS: 420 W Main St, Danville VA 24541, United States DESCRIPTION: The purpose of this organization shall be to strengthen, nourish, and perpetuate the relations among Averett University alumni and between the University and its graduates. Further, the association will cultivate interaction with current students, promote support of the University and strive to advance the mission of the institution

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-10-18
S63 Uniform Securities Agent State Law Examination 2012-08-18
  • S65 Uniform Investment Adviser Law Examination
    2021-10-18
  • S63 Uniform Securities Agent State Law Examination
    2012-08-18
Other Names
  • Hermon Mason
  • Hermon Leon Mason

View on SEC IAPD

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