Donald David Tomlin

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2020-08-03

GA RA
APPROVED

Since 2020-08-03

Branch Locations

Rome, GA • United States

940 N Wall St, Calhoun, GA 30701 • United States

29 Collins Dr, Cartersville, GA 30120 • United States

228 North 2Nd Ave Sw, Rome, GA 30165 • United States

206 Hwy 515 E, Blairsville, GA 30512 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Investment Professionals, Inc.	Rome	GA	07/2009	08/2018
River City Bank	Rome	GA	08/2009	Present
Lpl Financial, Llc	Rome	GA	07/2020	Present

07/2009 → 08/2018

Investment Professionals, Inc.

Rome, GA
08/2009 → Present

River City Bank

Rome, GA
07/2020 → Present

Lpl Financial, Llc

Rome, GA

Previous Registrations

2009-08-07 → 2018-08-03

Investment Professionals, Inc.

Carollton, GA

San Antonio, TX

Rome, GA

Little Rock, AR

San Antonio, TX
2003-03-13 → 2009-08-04

Wells Fargo Clearing Services, Llc

Rome, GA

Rome, GA

Rome, GA

Other Businesses

1) 7/2020 - DBA for LPL Business (entity for LPL business) - RCB Financial Services - Investment Related - Rome, GA 2) 2/8/2021 - RCB Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 02/05/2021 - 160 Hours Per Month/8 Hours During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-06-27

S66 Uniform Combined State Law Examination

2000-06-27

Other Names

Donald David Tomlin
David Tomlin
D.DOnald Tomlin

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