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66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-07-14 |
| KS | RA | APPROVED | 2025-09-02 |
| TX | RA | APPROVED | 2025-08-12 |
| CA | RA | APPROVED | 2025-08-06 |
Branch Locations
601 Montgomery St Suite 108, San Francisco, CA 94111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Deerfeld | IL | 06/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Deerfeld | IL | 11/2016 | 03/2018 |
| Cathay Bank | Chicago | IL | 03/2018 | 07/2020 |
| Cetera Investment Advisers Llc | Chicago | IL | 03/2018 | 07/2020 |
| Cetera Investment Services Llc | St Cloud | MN | 03/2018 | 07/2020 |
| Hsbc Securities (Usa) Inc. | Arlington Heights | IL | 08/2020 | 06/2023 |
| Hsbc Bank Usa, N.A. | Arlington Heights | IL | 08/2020 | 06/2023 |
| Wells Fargo Clearing Services, Llc | Walnut Creek | CA | 06/2023 | 07/2025 |
| Hsbc Bank Usa, N.A. | San Francisco | CA | 07/2025 | Present |
| Hsbc Securities (Usa) Inc | San Francisco | CA | 08/2025 | Present |
Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-02-22 |
| S63 | Uniform Securities Agent State Law Examination | 2012-07-20 |
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