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Jeffrey John Sugiyama

Pruco Securities, LLC.

Portland, OR

Newark, NJ

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Current Employers
Pruco Securities, Llc.

751 Broad Street, Newark, NJ 07102-3777 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-07-02
  • WA RA
    APPROVED
    Since 2025-07-02

Branch Locations

Portland, OR • United States

213 Washington Street, Newark, NJ 07102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Portland OR 04/2012 Present
Pruco Securities, Llc. Walnut Creek CA 04/2012 11/2024
Lpl Enterprise, Llc Walnut Creek CA 11/2024 06/2025
Pruco Securities Llc Portland OR 06/2025 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-11-13
S63 Uniform Securities Agent State Law Examination 2012-06-28
  • S65 Uniform Investment Adviser Law Examination
    2018-11-13
  • S63 Uniform Securities Agent State Law Examination
    2012-06-28
Other Names
  • Jeffrey Sugiyama

View on SEC IAPD

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