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300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-11-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santander Bank, Na | Boston | MA | 07/2013 | 12/2018 |
| Santander Securities, Llc | Dorchester | MA | 05/2016 | 12/2018 |
| Pnc Investments Llc | Calabash | NC | 01/2019 | Present |
| Mass Mutual Lis | Hunt Valley | MD | 12/2018 | 01/2019 |
| Thompson Financial Group/Mass Mutual | Hunt Valley | MD | 12/2018 | 01/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-12-31 |
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