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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-11-22
  • NC RA
    APPROVED
    Since 2022-11-22

Branch Locations

Calabash, NC • United States

1703 W. 5Th St 5Th Floor, Austin, TX 78703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Bank, Na Boston MA 07/2013 12/2018
Santander Securities, Llc Dorchester MA 05/2016 12/2018
Pnc Investments Llc Calabash NC 01/2019 Present
Mass Mutual Lis Hunt Valley MD 12/2018 01/2019
Thompson Financial Group/Mass Mutual Hunt Valley MD 12/2018 01/2019
  • 07/2013 → 12/2018
    Santander Bank, Na
    Boston, MA
  • 05/2016 → 12/2018
    Dorchester, MA
  • 01/2019 → Present
    Pnc Investments Llc
    Calabash, NC
  • 12/2018 → 01/2019
    Mass Mutual Lis
    Hunt Valley, MD
  • 12/2018 → 01/2019
    Thompson Financial Group/Mass Mutual
    Hunt Valley, MD
Previous Registrations
  • 2013-08-02 → 2018-12-20
    New York, NY
    East Hanover, NJ
    Short Hills, NJ
    Livingston, NJ
    Short Hills, NJ
    Boston, MA
    Morris Plains, NJ
    Randolph, NJ
    Scotch Plains, NJ
    Springfield, NJ
  • 2013-01-30 → 2013-07-15
    Holmdel, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-31
  • S66 Uniform Combined State Law Examination
    2012-12-31

View on SEC IAPD

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