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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-05-20
CA RA APPROVED 2017-10-31
  • TX RA
    APPROVED_RES
    Since 2019-05-20
  • CA RA
    APPROVED
    Since 2017-10-31

Branch Locations

155 E Chapman Ave., Fullerton, CA 92832 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Chase Investment Services Corp Orange CA 11/2012 11/2017
Jpmorgan Chase Bank, N.A. Diamond Bar CA 11/2017 11/2018
Jpmorgan Chase Bank, N.A. Fullerton CA 12/2018 Present
  • 11/2012 → 11/2017
    Chase Investment Services Corp
    Orange, CA
  • 11/2017 → 11/2018
    Jpmorgan Chase Bank, N.A.
    Diamond Bar, CA
  • 12/2018 → Present
    Jpmorgan Chase Bank, N.A.
    Fullerton, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-25
S63 Uniform Securities Agent State Law Examination 2012-05-29
  • S66 Uniform Combined State Law Examination
    2017-10-25
  • S63 Uniform Securities Agent State Law Examination
    2012-05-29
Other Names
  • Kyung Shik Kang

View on SEC IAPD

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