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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2022-01-10 |
Branch Locations
3625 Cumberland Blvd Se Ste 1000, Atlanta, GA 30339 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Atlanta | GA | 10/2012 | 01/2019 |
| The Prudential Insurance Company Of America | Atlanta | GA | 10/2012 | 01/2019 |
| Mml Investors Services Llc | Peachtree Corners | GA | 02/2019 | 12/2021 |
| Massmutual Life Insurance Company | Peachtree Corners | GA | 01/2019 | 12/2021 |
| Principal Life Insurance Company | Atlanta | GA | 01/2022 | Present |
| Principal Securities Inc | Atlanta | GA | 01/2022 | Present |
ANTONY BARBER POSITION: Real Estate Rental NATURE: Real Estate Rental Income INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2022 ADDRESS: 2520 Cedar Fork Trail, Marietta GA 30062, United States DESCRIPTION: Role: Landlord Responsibilities: Rent & Maintain residential property Product & Services: Rental House Customer: Tenants seeking to rent residential property. OUTSIDE INSURANCE POSITION: Registered Rep NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 3 START DATE: 01/01/2022 ADDRESS: 2520 Cedar Fork Trl, Marietta GA 30062, United States DESCRIPTION: Title: Insurance Agent / Medicare Advisor Products & Services: Medicare Supp / MAPD plans and PDP plans. Senior Dental / Vision Plan. Hospital Indemnity, Convalescence plans (ST) Role, Responsibilities: Helping Medicare beneficiaries select a health plan and enroll into Medicare. Customers Served: Age 65+ and those eligible for Medicare. OUTSIDE INSURANCE SALES POSITION: Registered Rep NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 155 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2022 ADDRESS: 3625 Cumberland Blvd, Atlatna GA 30339, United States DESCRIPTION: Title: Financial Rep, Registered Rep, Financial Advisor Role: Financial Advisor Responsibilities: Create Financial Strategies and Financial Plans help clients select solutions based on their goals and needs. Products and Services: Life, Annuity, disability, LTC, and Fixed Annuities INSURANCE POSITION: Property and Casualty NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 2 START DATE: 01/11/2024 ADDRESS: 2520 Cedar Forks Trl, Marietta GA 30062, United States DESCRIPTION: Property and Casualty Insurance, Including some BOP Policies, General Liability and Worker Comp. Personal and Commercial Lines.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 2012-10-12 |
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