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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-01-10
  • GA RA
    APPROVED
    Since 2022-01-10

Branch Locations

3625 Cumberland Blvd Se Ste 1000, Atlanta, GA 30339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Atlanta GA 10/2012 01/2019
The Prudential Insurance Company Of America Atlanta GA 10/2012 01/2019
Mml Investors Services Llc Peachtree Corners GA 02/2019 12/2021
Massmutual Life Insurance Company Peachtree Corners GA 01/2019 12/2021
Principal Life Insurance Company Atlanta GA 01/2022 Present
Principal Securities Inc Atlanta GA 01/2022 Present
  • 10/2012 → 01/2019
    Atlanta, GA
  • 10/2012 → 01/2019
    The Prudential Insurance Company Of America
    Atlanta, GA
  • 02/2019 → 12/2021
    Peachtree Corners, GA
  • 01/2019 → 12/2021
    Massmutual Life Insurance Company
    Peachtree Corners, GA
  • 01/2022 → Present
    Principal Life Insurance Company
    Atlanta, GA
  • 01/2022 → Present
    Atlanta, GA
Previous Registrations
Other Businesses

ANTONY BARBER POSITION: Real Estate Rental NATURE: Real Estate Rental Income INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2022 ADDRESS: 2520 Cedar Fork Trail, Marietta GA 30062, United States DESCRIPTION: Role: Landlord Responsibilities: Rent & Maintain residential property Product & Services: Rental House Customer: Tenants seeking to rent residential property. OUTSIDE INSURANCE POSITION: Registered Rep NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 3 START DATE: 01/01/2022 ADDRESS: 2520 Cedar Fork Trl, Marietta GA 30062, United States DESCRIPTION: Title: Insurance Agent / Medicare Advisor Products & Services: Medicare Supp / MAPD plans and PDP plans. Senior Dental / Vision Plan. Hospital Indemnity, Convalescence plans (ST) Role, Responsibilities: Helping Medicare beneficiaries select a health plan and enroll into Medicare. Customers Served: Age 65+ and those eligible for Medicare. OUTSIDE INSURANCE SALES POSITION: Registered Rep NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 155 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2022 ADDRESS: 3625 Cumberland Blvd, Atlatna GA 30339, United States DESCRIPTION: Title: Financial Rep, Registered Rep, Financial Advisor Role: Financial Advisor Responsibilities: Create Financial Strategies and Financial Plans help clients select solutions based on their goals and needs. Products and Services: Life, Annuity, disability, LTC, and Fixed Annuities INSURANCE POSITION: Property and Casualty NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 2 START DATE: 01/11/2024 ADDRESS: 2520 Cedar Forks Trl, Marietta GA 30062, United States DESCRIPTION: Property and Casualty Insurance, Including some BOP Policies, General Liability and Worker Comp. Personal and Commercial Lines.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-04-06
S63 Uniform Securities Agent State Law Examination 2012-10-12
  • S65 Uniform Investment Adviser Law Examination
    2016-04-06
  • S63 Uniform Securities Agent State Law Examination
    2012-10-12
Other Names
  • Anthony B Barber

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