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Gerry Pak

LPl Enterprise, LLC

Irvine, CA

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
  • CA RA
    APPROVED
    Since 2025-01-01

Branch Locations

3333 Michelson Drive Suite 820, Irvine, CA 92612 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Irvine CA 05/2016 Present
Pruco Securities, Llc. Irvine CA 05/2016 11/2024
Lpl Enterprise, Llc Irvine CA 11/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-05-12
S63 Uniform Securities Agent State Law Examination 2014-12-30
  • S65 Uniform Investment Adviser Law Examination
    2021-05-12
  • S63 Uniform Securities Agent State Law Examination
    2014-12-30

View on SEC IAPD

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