Lauren Pua La'a Marshell

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2015-08-04

AZ RA
APPROVED

Since 2015-08-04

Branch Locations

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massmutual Life Insurance Company	Phoenix	AZ	05/2015	Present
Mml Investors Services Llc	Phoenix	AZ	07/2015	Present

05/2015 → Present

Massmutual Life Insurance Company

Phoenix, AZ
07/2015 → Present

Mml Investors Services Llc

Phoenix, AZ

Previous Registrations

2013-07-01 → 2015-05-01

Voya Investment Management Co. Llc

New York, NY

Scottsdale, AZ

Other Businesses

NAME: REVERE FINANCIAL INV REL: Y ADD: 308 WEST ALICE AVENUE PHOENIX AZ 85021 NATURE: INDIVIDUAL LIFE/HEALTH, GROUP LIFE/ HEALTH, LTC, DI,FIXED ANNUITIES POSITION: SALES/ AGENT START DATE: 8/15 NO. HR/MO: 20 NO.HR/MO DURING SEC TRADING: 20

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-11-17
S63	Uniform Securities Agent State Law Examination	2012-03-05

S65 Uniform Investment Adviser Law Examination

2013-11-17
S63 Uniform Securities Agent State Law Examination

2012-03-05

Other Names

Lauren Pua La A Ely
Lauren P Ely

View on SEC IAPD