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388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-06-17 |
Branch Locations
Cwm Retail, Sales 250 University Avenue, Palo Alto, CA 94301 • United States
Citi Retail Banking 210 Primrose Road, Burlingame, CA 94010 • United States
Citi Wealth Management, Sales One Market Plaza, 40Th Fl, San Francisco, CA 94105 • United States
Citi Retail Banking 475 San Mateo Avenue, San Bruno, CA 94066 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| East West Bank | San Francisco | CA | 06/2016 | 08/2018 |
| Cetera Investment Services Llc | St Cloud | MN | 06/2016 | 08/2018 |
| Ctbc Bank | Cupertino | CA | 08/2018 | 12/2024 |
| Cetera Investment Services Llc | St. Cloud | MN | 11/2018 | 12/2024 |
| Citigroup | San Carlos | CA | 01/2025 | Present |
1.) PIANO TEACHER AT EXPLORE MUSIC SAN FRANCISCO 2.5 HRS WK 2.) WAITER AT HU BEI RESTAURANT MILLBRAE 8HRS WK 3.) RENTAL PROPERTY, REAL ESTATE RENTAL HOME, LANDLORD AND COLLECT RENTAL INCOME 4.) RENTAL PROPERTY, 100% OWNER, O/HRS/WK 5.) COMMERCIAL RENTAL PROPERTY, 100% OWNER;/// Las Vegas, NV; Investment-related; Started: December 8, 2021; Title: Landlord; Duties: I am the landlord, collect monthly rents; No time is devoted each month during securities trading hours; 0 hours are devoted each month outside of securities trading hours./// Las Vegas, NV; Investment-related; Started: January 26, 2024; Title: Landlord; Duties: I am the landlord, collect monthly rents; No time is devoted each month during securities trading hours; 0 hours are devoted each month outside of securities trading hours./// Las Vegas, NV; Investment-related; Started: February 10, 2023; Title: Landlord; Duties: I am the landlord, collect monthly rents; No time is devoted each month during securities trading hours; 0 hours are devoted each month outside of securities trading hours./// Antioch, CA ; Investment-related; Started: August 8, 2018; Title: Landlord; Duties: I am the landlord, collect monthly rents; No time is devoted each month during securities trading hours; 0 hours are devoted each month outside of securities trading hours.///
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-06-17 |
| S63 | Uniform Securities Agent State Law Examination | 2013-06-13 |
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