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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-10-10
CA RA APPROVED 2023-02-21
  • TX RA
    APPROVED_RES
    Since 2024-10-10
  • CA RA
    APPROVED
    Since 2023-02-21

Branch Locations

98 W. Portal Ave, San Francisco, CA 94127 • United States

3301 Geary Blvd, San Francisco, CA 94118 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank San Francisco CA 11/2011 03/2023
J.P. Morgan Securities Llc San Francisco CA 10/2012 03/2023
Jp Morgan Chase Bank, N.A. San Francisco CA 03/2023 Present
J.P. Morgan Securities Llc San Francisco CA 03/2023 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-17
S63 Uniform Securities Agent State Law Examination 2012-05-21
  • S66 Uniform Combined State Law Examination
    2023-02-17
  • S63 Uniform Securities Agent State Law Examination
    2012-05-21
Other Names
  • .

View on SEC IAPD

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