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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • NY RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

1075 Northern Blvd, Roslyn, NY 11576-1681 • United States

Plainview, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital One Investments Services, Llc Valley Stream NY 04/2015 10/2016
Td Ameritrade Great Neck NY 11/2016 01/2020
Fisher Investments Plano TX 02/2020 07/2022
Fidelity Investments Scarsdale NY 08/2022 Present
Fidelity Investments Boston MA 03/2025 Present
  • 04/2015 → 10/2016
    Capital One Investments Services, Llc
    Valley Stream, NY
  • 11/2016 → 01/2020
    Td Ameritrade
    Great Neck, NY
  • 02/2020 → 07/2022
    Plano, TX
  • 08/2022 → Present
    Fidelity Investments
    Scarsdale, NY
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2022-10-31 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Scarsdale, NY
  • 2020-02-04 → 2022-07-21
    Plano, TX
    Plano, TX
  • 2016-11-17 → 2020-01-08
    Td Ameritrade, Inc.
    Manhasset, NY
    Garden City, NY
  • 2016-11-23 → 2020-01-08
    Td Ameritrade Investment Management, Llc
    Great Neck, NY
    Garden City, NY
  • 2015-04-09 → 2016-11-02
    Capital One Advisors, Llc
    Cedarhurst, NY
    Mclean, VA
  • 2014-09-08 → 2015-03-26
    Brooklyn, NY
  • 2014-01-02 → 2014-07-08
    Great Neck, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-10-24
S66 Uniform Combined State Law Examination 2013-12-27
  • S63 Uniform Securities Agent State Law Examination
    2022-10-24
  • S66 Uniform Combined State Law Examination
    2013-12-27
Designations

View on SEC IAPD

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