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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-07-16
TX RA APPROVED_RES 2016-07-28
PA RA APPROVED 2014-12-11
DE RA APPROVED 2014-10-27
  • NJ RA
    APPROVED
    Since 2021-07-16
  • TX RA
    APPROVED_RES
    Since 2016-07-28
  • PA RA
    APPROVED
    Since 2014-12-11
  • DE RA
    APPROVED
    Since 2014-10-27

Branch Locations

845 Alexander Rd, Princeton, NJ 08540 • United States

115 W Century Rd, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Greenville DE 03/2012 Present
Bank Of America, N.A. Greenville DE 11/2012 Present
Other Businesses

I*387265Entity Type: For ProfitName of outside business organization: The Model ShopInvestment related: NoAddress of business: Ft. Lauderdale, Florida, 33304Position, title, association: ModelStart date of relationship: 08/03/2012Number of hours devoted: 10 hrs MthlyNumber of hours devoted during trading hours: 0Duties: Part-Time, ModelingI*495954Entity Type: Rental PropertyName of outside business organization: Rental PropertyInvestment related: NoAddress of business: Parkesburg, Pennsylvania, 19365Position, title, association: Sole ownerStart date of relationship: 8/1/2013Number of hours devoted: 1 hour MonthlyNumber of hours devoted during trading hours: 0I*498375Entity Type: Rental PropertyName of outside business organization: Rental PropertyInvestment related: NoAddress of business: Coatesville, Pennsylvania, 19320Position, title, association: Sole ownerStart date of relationship: 5/1/2018Number of hours devoted: 1 hour MonthlyNumber of hours devoted during trading hours: 0I*498376Entity Type: Rental PropertyName of outside business organization: Rental PropertyInvestment related: NoAddress of business: Cape May Courthouse, New Jersey, 08210Position, title, association: Sole ownerStart date of relationship: 7/1/2026Number of hours devoted: 1 hr MthlyNumber of hours devoted during trading hours: 0I*500735Entity Type: Rental PropertyName of outside business organization: Rental PropertyInvestment related: NoAddress of business: Coatesville, Pennsylvania, 19320Position, title, association: Sole ownerStart date of relationship: Number of hours devoted: 1 hour MonthlyNumber of hours devoted during trading hours: 0I*402430Entity Type: For ProfitName of outside business organization: Pricelisme LLCInvestment related: NoAddress of business: Coatesville, Pennsylvania, 19320Nature of business: Limited Liability CompanyPosition, title, association: OwnerStart date of relationship: 8/1/2013Number of hours devoted: 2 hos MthlyNumber of hours devoted during trading hours: 0Duties: LLC used to oversee investment properties, which will be rented for income. I currently have one property: in Parkesburg. I have an offer that was accepted and I plan to increase the number of rentals I own.I*4421298Entity Type: Rental propertyName of OBA: Rental Property 1Address: Coatesville, Pennsylvania, 19320Investment Related: NoPosition, Title, Association: Sole ownerEmployee Start Date: 04/15/2026Number of Hours: 1, MonthlyNumber of Hours during trading: 0Duties: Sole owner/Rental propertyI*4519292 Entity Type: Rental property Name of OBA: Rental Property 2 Address: Phoenixville, Pennsylvania, 19460 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 05/20/2026 Number of Hours: 1, Monthly Number of Hours during trading: 0Duties: Sole owner/Rental property I*4721286 Entity Type: N/A Name of OBA: Rental Property - 16-Jun-26 - 1 Address: Coatesville, Pennsylvania, 19320 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 06/30/2026 Number of Hours: 5, Yearly Number of Hours during trading: 0, Yearly Duties: N/A

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-21
  • S66 Uniform Combined State Law Examination
    2012-09-21
Other Names
  • Lisa Anne Elkins
  • Lisa Anne Elkins

View on SEC IAPD

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