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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-05-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance Associates, Inc. | Plano | TX | 11/2015 | Present |
1) DBA KBK WEALTH STRATEGIES, LLC; INVESTMENT RELATED; 462 ANTELOPE COVE; BLANCO, TX 78606; FINANCIAL SERVICES; OWNER/PRESIDENT; START AUGUST, 2008; APPROX 10 HRS/MTH; APPROX 5 DURING SECURITIES TRADING; SALES & SERVICE OF INVESTMENT PRODUCTS; APPOINTED WITH VARIOUS LIFE, ACCIDENT, HEALTH, & LONG-TERM CARE INSURANCE COMPANIES. 2) KBK WEALTH STRATEGIES, LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/26/2022 ADDRESS: 462 Antelope Cv, Blanco TX 78606, United States DESCRIPTION: Occasional sale of life or LTC insurance to existing clients.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-11-16 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-18 |
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