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1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-25 |
| CA | RA | APPROVED | 2012-09-26 |
Branch Locations
10100 Santa Monica Boulevard Suite 975, Los Angeles, CA 90067 • United States
Newport Coast, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Neuberger Berman Llc | Los Angeles | CA | 04/2012 | Present |
| Neuberger Berman Management | New York | NY | 02/2013 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2012-11-09 |
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