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Adam Roth Smolnycki

Charles Schwab & Co., Inc.

Knoxville, TN

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2022-01-27
  • TN RA
    APPROVED
    Since 2022-01-27

Branch Locations

10114 Parkside Drive Suite 102, Knoxville, TN 37922-1944 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade Inc. Kingsport TN 04/2012 09/2018
Td Ameritrade, Inc. Knoxville TN 02/2018 12/2022
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 12/2022
Charles Schwab And Co., Inc. Knoxville TN 12/2022 Present
Charles Schwab Bank, Ssb Knoxville TN 11/2023 Present
Td Ameritrade Knoxville TN 02/2018 06/2024
  • 04/2012 → 09/2018
    Scottrade Inc.
    Kingsport, TN
  • 02/2018 → 12/2022
    Td Ameritrade, Inc.
    Knoxville, TN
  • 02/2018 → 12/2022
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    Knoxville, TN
  • 11/2023 → Present
    Charles Schwab Bank, Ssb
    Knoxville, TN
  • 02/2018 → 06/2024
    Td Ameritrade
    Knoxville, TN
Previous Registrations
  • 2018-02-26 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Knoxville, TN
    Knoxville, TN
  • 2018-03-05 → 2022-10-14
    Td Ameritrade, Inc.
    Knoxville, TN
    Omaha, NE
  • 2017-02-07 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-06
S63 Uniform Securities Agent State Law Examination 2013-06-27
  • S66 Uniform Combined State Law Examination
    2017-02-06
  • S63 Uniform Securities Agent State Law Examination
    2013-06-27
Other Names
  • Adam Roth Smolnyoki

View on SEC IAPD

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GARY J MORRIS
WILLIAM MICHAEL HOTZFIELD
HUNTER NICHOLSON
ROBERT SASS
JONATHAN LOVE
HUNTER ROCK

Other Offices

STRATEGIC ADVISERS LLC · KNOXVILLE, TN
RAYMOND JAMES & ASSOCIATES, INC. · KNOXVILLE, TN
EDWARD JONES · FARRAGUT, TN
FIFTH THIRD SECURITIES, INC. · KNOXVILLE, TN
STATE FARM INVESTMENT MANAGEMENT CORP. · Farragut, TN
TRUIST ADVISORY SERVICES, INC. · KNOXVILLE, TN
PFS INVESTMENTS INC. · KNOXVILLE, TN
EDWARD JONES · KNOXVILLE, TN

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