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220 South 6Th Street Suite 300, Minneapolis, MN 55402-1418 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2026-05-05 |
| WI | RA | APPROVED | 2025-10-24 |
| IL | RA | APPROVED | 2025-02-03 |
| OH | RA | APPROVED | 2025-02-03 |
| CA | RA | APPROVED | 2025-01-03 |
| NE | RA | APPROVED | 2024-08-06 |
| UT | RA | APPROVED | 2024-08-02 |
| TX | RA | APPROVED_RES | 2022-09-08 |
| CO | RA | APPROVED | 2021-09-30 |
Branch Locations
2001 16Th Street Suite 1700, Denver, CO 80202 • United States
220 South 6Th Street Suite 300, Minneapolis, MN 55402-1418 • United States
220 S. Sixth Street Suite 300, Minneapolis, MN 55402-4505 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alps | Denver | CO | 08/2016 | 11/2019 |
| Axa Advisors, Llc | New York | NY | 10/2019 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 10/2019 | 07/2020 |
| Cliftonlarsonallen Wealth Advisors, Llc | Greenwood Village | CO | 09/2021 | Present |
| Cornerstone Cpa Group | Denver | CO | 08/2020 | 09/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-05 |
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