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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-01 |
| OH | RA | APPROVED | 2019-09-10 |
Branch Locations
1375 E 9Th St, Cleveland, OH 44114 • United States
110 N Wacker Dr, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Bank | Cleveland | OH | 01/2012 | 01/2017 |
| Pnc Investments | Cleveland | OH | 03/2012 | 01/2017 |
| Wells Fargo Clearing Services, Llc | Cleveland | OH | 01/2017 | 06/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pepper Pike | OH | 06/2019 | Present |
| Bank Of America, N.A. | Pepper Pike | OH | 06/2019 | Present |
I*126786 For profit or not for profit: For-Profit Organization Name of outside business organization: 4777 Columbia LLC Investment related: N Address of business: North Olmsted, Ohio 44070 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 10/31/2015 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: The LLC was used for tax purposes to report rental income from a condominium. I*416406 For profit or not for profit: Entity Charitable Name of outside business organization: Towards Employment Investment related: N Address of business: Cleveland, Ohio, 44114, United States Nature of business: ["Charitable Organization"] Position, title, association: ["Committee","Board Member"], [["Finance committee"]] Start date of relationship: 6/12/2021 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 2 Duties: , TE is a proven leader in workforce development that connects people to careers, which changes people s lives, advances businesses, and strengthens community in Northeast Ohio.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-09-30 |
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