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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2014-02-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 04/2012 | 03/2020 |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 03/2020 | Present |
Name of Activity: Obsidian 9 Holdings, LLC; Date Activity Started/Modified/Ended: 2/2/2021; Type of Activity: Investment Real Estate; Role/Relationship: Partner; Responsibilities: Investment of capital. Discuss and decide on real estate properties to purchase. Consult with business partners on business direction, operating functions and management of properties.; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END --- Name of Activity: Armory Concert Venue; Date Activity Started/Modified/Ended: 12/1/2023; Type of Activity: Other - Entertainment; Role/Relationship: Employee; Responsibilities: Host - Escort premium experience guest to their suites; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2012-05-05 |
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