Nikhil Mullick

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2017-11-10
TX	RA	APPROVED_RES	2017-09-26

IL RA
APPROVED

Since 2017-11-10
TX RA
APPROVED_RES

Since 2017-09-26

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

1600 Golf Rd, Rolling Meadows, IL 60008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Schaumburg	IL	04/2016	Present
Bank Of America, N.A.	Schaumburg	IL	11/2017	Present

04/2016 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Schaumburg, IL
11/2017 → Present

Bank Of America, N.A.

Schaumburg, IL

Other Businesses

I*1919287, Entity Type, Entity For Profit, Entity Publicly Traded, Name of OBA: UBER DRIVER, Address: Schuamburg, IL, 60193, Investment Related: No, Position, Title, Association: Other, Employee Start Date: 08/01/2024, No Hours: 30hrs/Weekly, No Hours during trading: 0, Duties: UBER DRIVER.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-11-09
S63	Uniform Securities Agent State Law Examination	2012-10-12

S66 Uniform Combined State Law Examination

2017-11-09
S63 Uniform Securities Agent State Law Examination

2012-10-12