Sean Thomas Roberts

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-03-31

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Invest Financial Corp	Tampa	FL	09/2015	02/2018
Lpl Financial Llc	Crossett	AR	02/2018	01/2019
Ae Wealth Management, Llc	Topeka	KS	01/2019	04/2019
Roberts Wealth Management	Sugar Land	TX	01/2019	04/2019
Fidelity Brokerage Services Llc	Sugar Land	TX	04/2019	Present
Fidelity Investments	Boston	MA	03/2025	Present

2019-05-13 → 2025-03-31

Fidelity Personal And Workplace Advisors

Sugar Land, TX
2019-01-25 → 2019-04-25

Ae Wealth Management, Llc

Sugar Land, TX
2018-02-14 → 2019-01-24

Lpl Financial Llc

Mcgehee, AR

Hamburg, AR

Crossett, AR
2015-09-11 → 2018-02-14

Invest Financial Corporation

Crossett, AR

Mcgehee, AR

Hamburg, AR

Appleton, WI
2013-04-04 → 2015-09-15

Edward Jones

West Monroe, LA

Bastrop, LA

West Monroe, LA

Bastrop, LA

Maryland Heights, MO

Crossett, AR
2012-09-24 → 2013-01-04

Securian Financial Services, Inc.

Houston, TX

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-09-01