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Brian Michael Duncan

Osaic Wealth, Inc.

Knoxville, TN

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-01-19
  • TN RA
    APPROVED
    Since 2024-01-19

Branch Locations

9724 Kingston Pike Ste 1402, Knoxville, TN 37922 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Knoxville TN 06/2010 07/2023
Pfs Investments Inc Knoxville TN 03/2012 07/2023
Woodbury Financial Services Inc Knoxville TN 07/2023 01/2024
Osaic Wealth, Inc. Knoxville TN 01/2024 Present
  • 06/2010 → 07/2023
    Primerica Financial Services
    Knoxville, TN
  • 03/2012 → 07/2023
    Knoxville, TN
  • 07/2023 → 01/2024
    Woodbury Financial Services Inc
    Knoxville, TN
  • 01/2024 → Present
    Knoxville, TN
Previous Registrations
  • 2023-07-07 → 2024-01-19
    Woodbury Financial Services, Inc.
    Knoxville, TN
  • 2023-06-22 → 2023-07-10
    Knoxville, TN
Other Businesses

1. INTEGRITY WEALTH, SALES OF NON-SECURITIES RELATED INSURANCE AND ANNUITY SALES. NON-INVESTMENT RELATED 9724 KINGSTON PIKE #1402 KNOXVILLE, TN 37922 FINANCIAL ADVISOR 07/07/2023 7 HOURS 7 HOURS NON-SECURITES RELATED INSURANCE AND ANNUITY SALES. 2. INTEGRITY WEALTH POSITION: Financial Advisor NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/05/2023 ADDRESS: 9724 Kingston Pike, #1402, Knoxville TN 37922, United States DESCRIPTION: Insurance Sales, Financial Planning, Investment Advisor Rep

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-04-25
S63 Uniform Securities Agent State Law Examination 2012-04-25
  • S65 Uniform Investment Adviser Law Examination
    2023-04-25
  • S63 Uniform Securities Agent State Law Examination
    2012-04-25

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