Hardev Prempuri Goswami

Current Employers

On Investment Management Co

One Financial Way, Cincinnati, OH 45242 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2016-03-30
TX	RA	APPROVED	2016-03-18

FL RA
APPROVED

Since 2016-03-30
TX RA
APPROVED

Since 2016-03-18

Branch Locations

Saint Johns, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The O.N. Equity Sales Company	Cincinnati	OH	03/2016	Present
Ohio National Financial Services	Cincinnati	OH	04/2002	Present

03/2016 → Present

The O.N. Equity Sales Company

Cincinnati, OH
04/2002 → Present

Ohio National Financial Services

Cincinnati, OH

Previous Registrations

2015-01-02 → 2016-04-06

Msi Financial Services, Inc.

Jacksonville, FL
2011-01-12 → 2015-01-02

New England Securities

Jacksonville, FL
2004-07-07 → 2010-12-03

On Investment Management Co

Orange Park, FL

Other Businesses

1.) HArdev Goswami; 129 Junction Avenue, Saint Johns FL 32259; sales; owner; 03/01/2000-present; 60 Hours/Month (30 during Market hours);DISABILITY/LIFE/ACCIDENT/HEALTh.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-06-21
S63	Uniform Securities Agent State Law Examination	2002-06-10

S65 Uniform Investment Adviser Law Examination

2004-06-21
S63 Uniform Securities Agent State Law Examination

2002-06-10

Designations

Other Names

Dev Goswami
Hardevpuri Prempuri Goswami

View on SEC IAPD