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Hans Hofstetter

J.P. Morgan Securities LLC

Tempe, AZ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2021-10-01
OH RA APPROVED 2021-08-15
TX RA APPROVED 2021-08-03
  • AZ RA
    APPROVED
    Since 2021-10-01
  • OH RA
    APPROVED
    Since 2021-08-15
  • TX RA
    APPROVED
    Since 2021-08-03

Branch Locations

150 University 4Th Floor, Tempe, AZ 85281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Tempe AZ 04/2012 06/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 08/2020 06/2021
Bank Of America Corp Chandler AZ 08/2020 06/2021
Jpmorgan Chase Bank, N.A. Tempe AZ 07/2021 Present
J.P. Morgan Securities Llc Tempe AZ 07/2021 Present
Edward Jones Tempe AZ 04/2012 06/2020
Mass Mutual Life Insurance Co Tempe AZ 02/2019 10/2019
Unemployed Gilbert AZ 07/2020 07/2020
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-14
  • S66 Uniform Combined State Law Examination
    2012-06-14
Other Names
  • Hans Hofstetter
  • Hans Nicholas Hofstetter

View on SEC IAPD

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