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Edward Cooper Oconnor

Alliancebernstein L.P.

Los Angeles, CA

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Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-10-11
CA RA APPROVED 2018-08-02
TX RA APPROVED 2018-07-31
  • FL RA
    APPROVED
    Since 2022-10-11
  • CA RA
    APPROVED
    Since 2018-08-02
  • TX RA
    APPROVED
    Since 2018-07-31

Branch Locations

1999 Avenue Of The Stars Suite 2150, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sanford C. Bernstein & Co., Llc Denver CO 05/2012 Present
  • 05/2012 → Present
    Sanford C. Bernstein & Co., Llc
    Denver, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-07-11
S63 Uniform Securities Agent State Law Examination 2012-09-27
  • S65 Uniform Investment Adviser Law Examination
    2018-07-11
  • S63 Uniform Securities Agent State Law Examination
    2012-09-27
Other Names
  • Cooper O'COnnor
  • Edward O'COnnor

View on SEC IAPD

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POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
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