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Mai Bui Gigliotti

Wells Fargo Clearing Services, LLC

San Francisco, CA

San Francisco, CA

San Francisco, CA

Pleasant Hill, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-11
CA RA APPROVED 2021-07-12
  • TX RA
    APPROVED
    Since 2022-11-11
  • CA RA
    APPROVED
    Since 2021-07-12

Branch Locations

333 Market St, San Francisco, CA 94105 • United States

601 Market St, San Francisco, CA 94105 • United States

420 Montgomery St 7Th Fl [Nf*/Ng-Rbo], San Francisco, CA 94104 • United States

Pleasant Hill, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc San Francisco CA 03/2012 11/2016
Wells Fargo Bank Na San Francisco CA 02/2011 Present
Wells Fargo Clearing Services, Llc San Francisco CA 11/2016 Present
  • 03/2012 → 11/2016
    Wells Fargo Advisors, Llc
    San Francisco, CA
  • 02/2011 → Present
    Wells Fargo Bank Na
    San Francisco, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    San Francisco, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-07-12
S63 Uniform Securities Agent State Law Examination 2012-05-08
  • S65 Uniform Investment Adviser Law Examination
    2021-07-12
  • S63 Uniform Securities Agent State Law Examination
    2012-05-08
Other Names
  • Mai Xuan Bui

View on SEC IAPD

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