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Alex J. Guttosch

J.P. Morgan Securities LLC

Chicago, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-03-07
IL RA APPROVED 2015-04-27
  • TX RA
    APPROVED
    Since 2016-03-07
  • IL RA
    APPROVED
    Since 2015-04-27

Branch Locations

10 South Dearborn Floor 32, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Chicago IL 07/2015 Present
J.P. Morgan Securities Llc Chicago IL 07/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-16
S63 Uniform Securities Agent State Law Examination 2012-05-21
  • S66 Uniform Combined State Law Examination
    2015-04-16
  • S63 Uniform Securities Agent State Law Examination
    2012-05-21
Other Names
  • Alex J Guttosch

View on SEC IAPD

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BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
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