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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
Branch Locations
7205 Boston State Rd, North Boston, NY 14111 • United States
6460 Main Street, Williamsville, NY 14221 • United States
5999 South Park Ave Suite #20, Hamburg, NY 14075 • United States
8411 Main St, Williamsville, NY 14221 • United States
4979 Transit Rd, Depew, NY 14043 • United States
938 Union Rd, West Seneca, NY 14224 • United States
25 Main St, Forestville, NY 14062 • United States
8599 Erie Road, Angola, NY 14006 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Evans Bank | Hamburg | NY | 12/2015 | 05/2020 |
| Lpl Financial | West Seneca | NY | 03/2016 | Present |
| Nbt Investment Services | West Seneca | NY | 05/2025 | Present |
| Evans Investment Services | Hamburg | NY | 01/2020 | 05/2025 |
1)03/08/2016/Evans Investment Services/ DBA for LPL Business/Inv rel - at reported business location / 100% 2)03/08/2016 / Evans Agency / at reported location / non-variable insurance / start date 12/21/2015 / 1% / Agent - Life Insurance. 3) 10/30/2018 - Specific Solutions Inc. and other Brokerage General Agencies - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 10/11/2018 - 30 Hours Per Month During Securities Trading. 4) 1/16/2019 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary Public - Started 01/01/2019 - 1 Hour Per Month During Securities Trading. 5) 03/04/2025- NBT Investment Services- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 05/02/2025- 160 Hours Per Month- 160 Hours During Trading 6) 03/10/2025 - NBT Insurance Agency - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date:05/02/2025 - 160 Hrs/Mth - 160 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2012-06-13 |
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