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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-03
  • NY RA
    APPROVED
    Since 2021-08-03

Branch Locations

7205 Boston State Rd, North Boston, NY 14111 • United States

6460 Main Street, Williamsville, NY 14221 • United States

5999 South Park Ave Suite #20, Hamburg, NY 14075 • United States

8411 Main St, Williamsville, NY 14221 • United States

4979 Transit Rd, Depew, NY 14043 • United States

938 Union Rd, West Seneca, NY 14224 • United States

25 Main St, Forestville, NY 14062 • United States

8599 Erie Road, Angola, NY 14006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Evans Bank Hamburg NY 12/2015 05/2020
Lpl Financial West Seneca NY 03/2016 Present
Nbt Investment Services West Seneca NY 05/2025 Present
Evans Investment Services Hamburg NY 01/2020 05/2025
  • 12/2015 → 05/2020
    Evans Bank
    Hamburg, NY
  • 03/2016 → Present
    Lpl Financial
    West Seneca, NY
  • 05/2025 → Present
    Nbt Investment Services
    West Seneca, NY
  • 01/2020 → 05/2025
    Evans Investment Services
    Hamburg, NY
Other Businesses

1)03/08/2016/Evans Investment Services/ DBA for LPL Business/Inv rel - at reported business location / 100% 2)03/08/2016 / Evans Agency / at reported location / non-variable insurance / start date 12/21/2015 / 1% / Agent - Life Insurance. 3) 10/30/2018 - Specific Solutions Inc. and other Brokerage General Agencies - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 10/11/2018 - 30 Hours Per Month During Securities Trading. 4) 1/16/2019 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary Public - Started 01/01/2019 - 1 Hour Per Month During Securities Trading. 5) 03/04/2025- NBT Investment Services- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 05/02/2025- 160 Hours Per Month- 160 Hours During Trading 6) 03/10/2025 - NBT Insurance Agency - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date:05/02/2025 - 160 Hrs/Mth - 160 Hrs During Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-06-13
  • S63 Uniform Securities Agent State Law Examination
    2012-06-13

View on SEC IAPD

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