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Travis Robert Peltz

Regal Investment Advisors LLC

Rogers City, MI

Kentwood, MI

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Current Employers
Regal Investment Advisors Llc

2687 44Th Street Se, Kentwood, MI 49512 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2016-05-02
  • MI RA
    APPROVED
    Since 2016-05-02

Branch Locations

465 North 3Rd St, Rogers City, MI 49779 • United States

2687 44Th Street Se, Kentwood, MI 49512 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regulus Financial Group, Llc Kentwood MI 04/2015 Present
Rep Enterprises Llc Roger City MI 09/2010 Present
Regal Investment Advisors, Llc Kentwood MI 08/2015 Present
  • 04/2015 → Present
    Regulus Financial Group, Llc
    Kentwood, MI
  • 09/2010 → Present
    Rep Enterprises Llc
    Roger City, MI
  • 08/2015 → Present
    Regal Investment Advisors, Llc
    Kentwood, MI
Other Businesses

Peltz Inc, Partner, Holding Company, O hours spent, holding company used for payroll purposes.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-27
S63 Uniform Securities Agent State Law Examination 2015-10-14
  • S66 Uniform Combined State Law Examination
    2016-04-27
  • S63 Uniform Securities Agent State Law Examination
    2015-10-14

View on SEC IAPD

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