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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-02-16
IL RA APPROVED 2013-08-14
  • TX RA
    APPROVED_RES
    Since 2018-02-16
  • IL RA
    APPROVED
    Since 2013-08-14

Branch Locations

30 S. Wacker Drive, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Chicago IL 11/2011 Present
J.P. Morgan Securities Llc Chicago IL 10/2012 Present
Lab Rats Productions Llc Chicago IL 07/2021 Present
  • 11/2011 → Present
    Jpmorgan Chase Bank, N.A.
    Chicago, IL
  • 10/2012 → Present
    Chicago, IL
  • 07/2021 → Present
    Lab Rats Productions Llc
    Chicago, IL
Other Businesses

Entity Name: Lab Rats Productions LLC Investment related: y "Address: 7006 S Cornell Ave Apt 3S Chicago, IL 60649" Nature of the other business: Audio Engineering Position/Title/Relationship: Employee/Contractor Start Date: 07/01/2021 Approximate # of hours a month: 10-20 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Owner of Audio Engineering Firm

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-13
S63 Uniform Securities Agent State Law Examination 2012-05-21
  • S66 Uniform Combined State Law Examination
    2013-08-13
  • S63 Uniform Securities Agent State Law Examination
    2012-05-21
Other Names
  • Alexander Lee Jones

View on SEC IAPD

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