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Current Employers
Mercer Global Advisors Inc.

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-15
TX RA APPROVED 2025-09-15
  • CA RA
    APPROVED
    Since 2025-09-15
  • TX RA
    APPROVED
    Since 2025-09-15

Branch Locations

2801 Townsgate Road Suite 112, Westlake Village, CA 91361 • United States

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
West Oak Capital, Llc Westlake Village CA 05/2006 09/2025
Mercer Global Advisors Inc. Westlake Village CA 09/2025 Present
Previous Registrations
  • 2006-05-02 → 2025-12-09
    West Oak Capital, Llc
    Westlake Village, CA
    Eagle, ID
    Westlake Village, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-07-17
  • S63 Uniform Securities Agent State Law Examination
    2000-07-17
Designations

View on SEC IAPD

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