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Sandy J Guzman

Bci Securities, Inc.

Miami, FL

Miami, FL

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Current Employers
Bci Securities, Inc.

1450 Brickell Avenue Suite 2850, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-04-27
  • FL RA
    APPROVED
    Since 2020-04-27

Branch Locations

1450 Brickell Avenue Suite 2850, Miami, FL 33131 • USA

1450 Brickell Avenue Suite 2850, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Miami FL 06/2013 10/2018
Wells Fargo Bank Na Miami FL 06/2013 10/2018
Bci Securities Inc. Miami FL 07/2019 Present
Regions Bank Miami FL 10/2018 01/2019
Bb&T Bank Miami FL 02/2019 05/2019
  • 06/2013 → 10/2018
    Wells Fargo Advisors, Llc.
    Miami, FL
  • 06/2013 → 10/2018
    Wells Fargo Bank Na
    Miami, FL
  • 07/2019 → Present
    Bci Securities Inc.
    Miami, FL
  • 10/2018 → 01/2019
    Regions Bank
    Miami, FL
  • 02/2019 → 05/2019
    Bb&T Bank
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-05
  • S66 Uniform Combined State Law Examination
    2019-11-05
Other Names
  • Sandy J Guzman
  • Sandy J Guzman
  • Sandy Jhovana Guzman
  • Sandy J Guzman

View on SEC IAPD

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