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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-10-31 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hornor Townsend & Kent Inc | Horsham | PA | 11/2015 | 10/2023 |
| Penn Mutual Life Insurance Co | Horsham | PA | 11/2015 | 10/2023 |
| Kestra Invesment Services, Llc | Teaneck | NJ | 10/2023 | Present |
| Kestra Advisory Services, Llc | Teaneck | NJ | 10/2023 | Present |
BORGER FINANCIAL POSITION: RR NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/26/2023 ADDRESS: 387 Rutland Ave, Teaneck NJ 07666 DESCRIPTION: RR KESTRA ADVISORY SERVICES POSITION: IAR NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/26/2023 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735 DESCRIPTION: IAR
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-12-14 |
| S65 | Uniform Investment Adviser Law Examination | 2012-04-18 |
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