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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-10-19
  • FL RA
    APPROVED
    Since 2016-10-19

Branch Locations

Tallahassee, FL • United States

500 E Broward Blvd Ste 2000, Ft Lauderdale, FL 33394 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Tallahassee FL 07/2016 10/2016
Benjamin Gantt Tallahassee FL 10/2016 Present
Northwestern Mutual Investment Services Llc Tallahassee FL 10/2016 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 12/2016 Present
  • 07/2016 → 10/2016
    Unemployed
    Tallahassee, FL
  • 10/2016 → Present
    Benjamin Gantt
    Tallahassee, FL
  • 10/2016 → Present
    Tallahassee, FL
  • 12/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-12-28
S63 Uniform Securities Agent State Law Examination 2003-12-05
  • S65 Uniform Investment Adviser Law Examination
    2006-12-28
  • S63 Uniform Securities Agent State Law Examination
    2003-12-05
Other Names
  • Sheila Yvette Howell
  • Sheila Yvette Howell
  • Sheila Yvette Doyle

View on SEC IAPD

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