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Steven Christopher Humm

Tiaa-Cref Individual & Institutional Services, LLC

East Greenwich, RI

Providence, RI

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2026-01-23
TX RA APPROVED 2025-10-30
VT RA APPROVED 2025-10-30
RI RA APPROVED 2025-08-01
  • AL RA
    APPROVED
    Since 2026-01-23
  • TX RA
    APPROVED
    Since 2025-10-30
  • VT RA
    APPROVED
    Since 2025-10-30
  • RI RA
    APPROVED
    Since 2025-08-01

Branch Locations

East Greenwich, RI • United States

15 Park Row West Suite 102, Providence, RI 02903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Providence RI 07/2025 Present
Tiaa Providence RI 09/2022 Present
Bank Of America Providence RI 04/2016 08/2022
Designations
Other Names
  • Steven Humm
  • Steven Christopher Humm

View on SEC IAPD

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